Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Bragg is a financial advisor at Schwab Wealth Advisory, Inc. with over 5 years of experience in the financial services industry. Dominic is a Certified Financial Planner® and holds licenses for Series 4, 7, 7TO, 63 and 66. Dominic has worked in the financial services industry since 2016 and has previously held positions at Fidelity Brokerage Services LLC. Dominic specializes in providing financial planning and portfolio management services to individuals and businesses. Dominic is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
FL
08/26/2021 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
FL
11/05/2020 - 07/12/2021
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
07/18/2016 - 08/13/2018
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 9/3/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/6/2018
Series 4 - Registered Options Principal Examination
BC
Issued 11/5/2020
Series 7TO - General Securities Representative Examination
BC
Issued 8/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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