Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Slover-prudhomme is a registered representative with Northwestern Mutual Investment Services, LLC. Dominic has passed the Series 7TO, Series 63, and SIE exams. Dominic is licensed in Alabama, California, Florida, Louisiana, Missouri, Nevada, New York, North Carolina, Texas, and West Virginia. Dominic is associated with Northwestern Mutual Investment Services, LLC's office in Lake Charles, LA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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LA
11/30/2022 - Present
Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)
BC
Issued 12/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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