Unclaimed
Dominic Sebastian Stauffer is a financial advisor with Fidelity Brokerage Services LLC. He is registered to provide investment advice in all 50 states and the District of Columbia. Dominic has been in the industry since February 2024 and has passed the Series 7, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/12/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 02/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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