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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Ruzzine is a financial advisor with LPL Financial LLC. Dominic has been working in the financial services industry since 2004. Dominic specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and consulting and other non-discretionary advisory services. Dominic is registered with the state of New York and Texas as an Investment Advisor Representative (IAR). Dominic is also registered with FINRA as a Registered Representative (RR) and holds Series 7, 24, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/30/2023 - Present
LPL Financial LLC (ORCHARD PARK NY)
NY
08/14/2008 - 06/09/2021
M&T SECURITIES, INC. (BLASDELL NY)
NY
05/10/2007 - 08/12/2008
NEXT FINANCIAL GROUP, INC. (EAST AMHERST NY)
NY
02/24/2005 - 05/11/2007
M&T SECURITIES, INC. (BUFFALO NY)
FL
11/23/2004 - 03/01/2005
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
NY
03/05/2004 - 11/22/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 02/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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