Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Provenzano is a financial advisor with over 29 years of experience in the industry. Dominic is registered with Morgan Stanley and is licensed in New York and Texas. Dominic has previously worked for UBS Financial Services Inc., Prudential Securities Incorporated, North Ridge Securities Corp. and WasserStein Perella & Co., Inc. Dominic holds the Series 7, Series 31, Series 63, and Series 65 licenses. Dominic has experience in portfolio management for businesses and individuals, as well as providing financial planning services. Dominic's clients include individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/01/2023 - Present
Morgan Stanley (Melville NY)
NY
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
02/14/2003 - 03/04/2009
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
01/14/1999 - 02/18/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/02/1998 - 01/04/1999
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
NY
04/20/1992 - 05/21/1996
WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)
IA
Issued 10/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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