Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Philip Faso is a financial professional with over 20 years of experience in the industry. Dominic has held multiple positions at Pacific Select Distributors, LLC and its predecessor, Pacific Select Distributors, Inc. in Newport Beach, CA. Dominic holds the Series 6, SIE, and Series 99TO licenses. Dominic currently works at Pacific Select Distributors, LLC as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/01/2020 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CA
11/24/1998 - 08/04/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IL
04/01/1997 - 06/02/1997
ZURICH KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 05/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 99TO - Operations Professional Examination
BC
Issued 08/04/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dominic Faso is the right advisor for you? Invested Better is here to help.
