Unclaimed
Dominic Paul Cervi is a financial professional with a strong background in investment banking. Dominic has a broad understanding of the financial markets and a proven track record of success in helping clients achieve their financial goals. Dominic is currently registered with Capstone Partners, a firm dedicated to providing exceptional financial services to its clients. Prior to joining Capstone Partners, Dominic was employed with Capstone Headwaters and Headwaters BD, LLC. Dominic holds the Series 79, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/06/2022 - Present
Capstone Partners (Denver CO)
CO
05/17/2018 - 09/02/2020
CAPSTONE HEADWATERS (Denver CO)
CO
03/04/2016 - 06/26/2018
HEADWATERS BD, LLC (DENVER CO)
BC
Issued 03/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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