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Dominic Paul Cervi

Capstone Partners

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About Dominic Paul Cervi

Dominic Paul Cervi is a financial professional with a strong background in investment banking. Dominic has a broad understanding of the financial markets and a proven track record of success in helping clients achieve their financial goals. Dominic is currently registered with Capstone Partners, a firm dedicated to providing exceptional financial services to its clients. Prior to joining Capstone Partners, Dominic was employed with Capstone Headwaters and Headwaters BD, LLC. Dominic holds the Series 79, Series 79TO, and SIE licenses.

Firm Information

Dominic Cervi is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Cervi’s Registration & Firm History

CO

04/06/2022 - Present

Capstone Partners (Denver CO)

CO

05/17/2018 - 09/02/2020

CAPSTONE HEADWATERS (Denver CO)

CO

03/04/2016 - 06/26/2018

HEADWATERS BD, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 03/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Paul Cervi.
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