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Dominic Patrick Ruby

Raymond James Financial Services Advisors, Inc.

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About Dominic Patrick Ruby

Dominic Ruby is a financial advisor with Raymond James Financial Services Advisors, Inc. Dominic has been working in the financial services industry since January 28, 2010. Dominic is licensed to provide investment advice in Ohio and Texas. Prior to joining Raymond James, Dominic was a financial advisor at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Dominic Ruby is currently registered with Raymond James Financial Services Advisors, Inc.. Raymond James Financial Services Advisors, Inc. is a financial services firm headquartered in Saint Petersburg, FL. With over 6,400 registered representatives and $344 billion in assets under management, the firm provides a range of financial advisory services including financial planning, portfolio management, pension consulting, and educational seminars. They cater to a diverse clientele including individuals, high-net-worth individuals, corporations, and institutions.
Raymond James Financial Services Advisors, Inc.

880 CARILLON PARKWAY

SAINT PETERSBURG, FL 33716

$344.87B

Assets Under Management

6,514

Total Clients

5,416

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consultations

Hourly & fixed rate consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Per participant (erisa)

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Dominic Ruby’s Registration & Firm History

OH

11/02/2022 - Present

Raymond James Financial Services Advisors, Inc. (Akron OH)

OH

08/24/2012 - 11/21/2022

UBS FINANCIAL SERVICES INC. (AKRON OH)

OH

01/29/2010 - 08/28/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEDINA OH)

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Licenses & Designations

BOTH

Issued 05/06/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Patrick Ruby.
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