Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Michael Sofocleous is a registered representative with Bernstein Institutional Services LLC, with an active broker-dealer scope. Dominic joined Bernstein Institutional Services LLC on 3/29/2024. Dominic has been in the financial services industry since 11/5/1999. Prior to joining Bernstein Institutional Services LLC, Dominic worked at SANFORD C. BERNSTEIN & CO., LLC from 12/7/2000 to 3/29/2024 and SANFORD C. BERNSTEIN & CO., INC. from 11/5/1999 to 12/7/2000. Dominic has passed the Series 7, Series 55, Series 63 and SIE exams and holds active registrations in all 50 states and Puerto Rico. Dominic's specializations include securities and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
12/07/2000 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
11/05/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 11/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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