Unclaimed
Dominic Carazza is a financial professional who has been working in the securities industry since November 21, 2016. Dominic is currently registered with Berkery Noyes Securities, LLC and has been with the firm since September 28, 2023. Previously, Dominic was employed at Berenson & Company, LLC and Berkery Noyes Securities, LLC. Dominic holds the Series 63, SIE and Series 79 securities licenses. Dominic has a strong track record of success in the securities industry, and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/28/2023 - Present
Berkery Noyes Securities, LLC (NEW YORK NY)
NY
01/21/2022 - 09/20/2023
BERENSON & COMPANY, LLC (NEW YORK NY)
NY
03/19/2018 - 01/03/2022
BERKERY NOYES SECURITIES, LLC (NEW YORK NY)
NY
08/18/2015 - 01/04/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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