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Dominic Michael Carazza

Berkery Noyes Securities, LLC

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About Dominic Michael Carazza

Dominic Carazza is a financial professional who has been working in the securities industry since November 21, 2016. Dominic is currently registered with Berkery Noyes Securities, LLC and has been with the firm since September 28, 2023. Previously, Dominic was employed at Berenson & Company, LLC and Berkery Noyes Securities, LLC. Dominic holds the Series 63, SIE and Series 79 securities licenses. Dominic has a strong track record of success in the securities industry, and is committed to providing his clients with the highest level of service and expertise.

Firm Information

Dominic Carazza is currently registered with Berkery Noyes Securities, LLC. Berkery Noyes Securities, LLC is a Limited Liability Company formed in August 2010. The firm is registered in 23 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Carazza’s Registration & Firm History

NY

09/28/2023 - Present

Berkery Noyes Securities, LLC (NEW YORK NY)

NY

01/21/2022 - 09/20/2023

BERENSON & COMPANY, LLC (NEW YORK NY)

NY

03/19/2018 - 01/03/2022

BERKERY NOYES SECURITIES, LLC (NEW YORK NY)

NY

08/18/2015 - 01/04/2017

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Michael Carazza.
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