Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Mark Alto is a registered investment advisor representative with Thornburg Investment Management Inc. Dominic has been in the securities industry since July 2007. Dominic is also a registered investment advisor representative with Thornburg Investment Management Inc.. Dominic has passed the Series 7, Series 66, and SIE exams. Previously, Dominic was a registered representative for several firms, including KBS Capital Markets Group LLC, Foreside Fund Services, LLC, FS2 Capital Partners, LLC, Nuveen Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NM
01/05/2018 - Present
Thornburg Investment Management Inc. (SANTA FE NM)
CA
05/19/2016 - 11/15/2016
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
ME
03/17/2015 - 02/02/2016
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
PA
06/30/2014 - 03/16/2015
FS2 CAPITAL PARTNERS, LLC (PHILADELPHIA PA)
IL
10/07/2008 - 06/20/2014
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
02/23/2007 - 09/29/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
11/10/2004 - 08/30/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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