Unclaimed
Dominic Scialdone is a registered representative with Northwestern Mutual Investment Services, LLC. Dominic is licensed to provide investment advice in New York and North Carolina. Dominic has been in the industry since 2011. Dominic is also licensed with PRUCO SECURITIES, LLC. in New York. Dominic holds the Series 6, Series 63, Series 6TO, and SIE licenses. Dominic has experience in investment research and refers clients to other advisors as needed. Dominic works out of the Albany, NY branch of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
01/18/2024 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
NY
09/13/2011 - 10/04/2011
PRUCO SECURITIES, LLC. (LATHAM NY)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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