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Dominic Leo Ruccella

Keybanc Capital Markets Inc.

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About Dominic Leo Ruccella

Dominic Leo Ruccella is a financial professional with over 12 years of experience in the industry. Dominic is currently registered with Keybanc Capital Markets Inc. and is licensed to offer securities and investment advisory services in Ohio. Dominic has a strong background in investment banking and research analysis.

Firm Information

Dominic Ruccella is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Ruccella’s Registration & Firm History

OH

05/24/2022 - Present

Keybanc Capital Markets Inc. (CLEVELAND OH)

OH

07/10/2018 - 05/18/2022

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC (CLEVELAND OH)

OH

03/14/2017 - 06/04/2018

SFI CAPITAL GROUP, LLC (CLEVELAND OH)

OH

06/11/2015 - 09/12/2016

WEDBUSH SECURITIES INC. (CLEVELAND OH)

OH

08/12/2013 - 05/26/2015

AMERICA NORTHCOAST SECURITIES, INC. (CLEVELAND OH)

OH

08/12/2013 - 05/26/2015

NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)

IN

12/10/2010 - 07/16/2013

CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 12/02/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/26/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Dominic Leo Ruccella. Review regulatory record here.
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