Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Santivasci is a financial professional with over 20 years of experience in the securities industry. He currently works as a Registered Representative with Vanderbilt Securities, LLC. Dominic has a diverse background, having previously worked at National Securities Corporation, J.P. Morgan Securities LLC, and J.P. Morgan Clearing Corp. His licenses include Series 7, 55, 57TO, 63, 99TO, and SIE. He has a track record of success in providing investment advice and guidance to clients in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/15/2018 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
NY
01/06/2016 - 10/05/2016
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
10/09/2000 - 01/22/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/31/2002 - 11/19/2009
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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