Unclaimed
Dominic Lawrence Rosso is an active Investment Advisor Representative and Registered Representative. Dominic Rosso has been in the industry since July 9, 2023. Dominic Rosso is currently employed with Private Advisor Group, LLC and is registered with FINRA and Pennsylvania. Dominic Rosso holds the following licenses: Series 63, Series 65, SIE, and Series 7TO. Dominic Rosso also provides investment advisory services through Hoffman Wealth Management. Dominic Rosso is associated with the following firms: Private Advisor Group, LLC, Hoffman Wealth Management, and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
PA
07/10/2023 - Present
Private Advisor Group, LLC (Jeannette PA)
BC
Issued 11/15/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2023
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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