Unclaimed
Dominic Lamar Nash is a financial advisor with Morgan Stanley. Dominic has over 20 years of experience in the financial services industry. Dominic is registered with FINRA and the state of Georgia as a Registered Representative and Investment Advisor Representative. Dominic also holds Series 7, Series 9, Series 10, Series 63, and Series 66 licenses. Dominic has been a financial advisor at Morgan Stanley since June 2016. Before that, Dominic worked at WELLS FARGO ADVISORS, LLC from March 2007 to December 2010 and at CITIGROUP GLOBAL MARKETS INC. from January 2002 to March 2007. Dominic has a strong track record of providing sound financial advice and meeting the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
04/23/2020 - Present
Morgan Stanley (ATLANTA GA)
GA
03/14/2007 - 12/20/2010
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
GA
01/02/2002 - 03/19/2007
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
10/17/1996 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BOTH
Issued 08/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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