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Dominic L Barretto

Santander US Capital Markets LLC

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About Dominic L Barretto

Dominic L Barretto is a registered representative with Santander US Capital Markets LLC in New York, New York. Dominic has been in the securities industry for more than 3 years. Dominic holds Series 63, Series 79TO, and SIE licenses. Dominic is currently registered with the state of New York. Dominic previously worked with BTIG, LLC.

Firm Information

Dominic Barretto is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Barretto’s Registration & Firm History

NY

05/13/2024 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

10/12/2021 - 05/02/2024

BTIG, LLC (New York NY)

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Licenses & Designations

BC

Issued 10/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic L Barretto.
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