Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Konstam is a financial professional with over 20 years of experience in the financial services industry. Dominic has a broad range of experience, having worked at firms such as Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC and now at Mizuho Securities USA LLC. Dominic holds several licenses and certifications including Series 3, 7, 16, 24, 63, and SIE. Dominic is registered in all states of the U.S.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/22/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/11/2010 - 03/01/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/06/1997 - 06/18/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/1999
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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