Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Julio Baldini is a registered investment advisor with over 20 years of experience in the financial industry. Dominic currently works at Emerson Equity LLC, a firm specializing in providing a variety of financial services including portfolio management for individuals, businesses, and investment companies. Dominic has held previous positions at SHARESPOST FINANCIAL CORPORATION and PACIFIC COAST SECURITIES LLC. Dominic is registered in numerous states and holds a variety of professional designations. Dominic's experience and expertise make him a valuable resource for individuals and businesses seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/17/2020 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
06/16/2011 - 01/04/2016
SHARESPOST FINANCIAL CORPORATION (San Francisco CA)
NY
05/30/2001 - 04/26/2004
PACIFIC COAST SECURITIES LLC (ASTORIA NY)
CA
03/11/1999 - 02/01/2001
GOLDEN TRIANGLE SECURITIES LLC (CARMEL CA)
IA
Issued 01/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/29/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/30/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dominic Baldini is the right advisor for you? Invested Better is here to help.
