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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Joseph Prioli is a financial advisor with Raymond James & Associates, Inc. Dominic has been in the financial services industry since February 8, 1998. He has been registered with Raymond James & Associates, Inc. since May 4, 1998. Dominic holds the Series 63, SIE, Series 7, Series 4, Series 24, Series 23, Series 10, and Series 9 licenses. Dominic is registered in Florida and Michigan. Dominic has worked for First Investors Corporation in Edison, NJ prior to working for Raymond James & Associates, Inc. The advisor's current office is located at 880 Carillon Parkway, ST. PETERSBURG, FL 33716.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/04/1998 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NJ
08/22/1997 - 11/13/1997
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 08/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/09/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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