Unclaimed
Dominic Giovannazzo is a financial advisor with Raymond James Financial Services Advisors, Inc. Dominic is also registered as an Investment Advisor Representative in the state of Ohio. Dominic has been a financial advisor since 2009. Dominic has a strong background in financial planning, portfolio management, and securities. Dominic holds the Series 66, Series 7, and SIE licenses. Dominic has worked with clients at LPL FINANCIAL LLC, NATIONAL PLANNING CORPORATION, and AXA ADVISORS, LLC. Prior to joining Raymond James Financial Services Advisors, Inc., Dominic worked at Creative Wealth Associates, Inc. as an Associate/Employee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
09/25/2013 - Present
Raymond James Financial Services Advisors, Inc. (WESTLAKE OH)
OH
07/31/2012 - 10/17/2013
LPL FINANCIAL LLC (SHEFFIELD VILLAGE OH)
OH
08/03/2010 - 07/31/2012
NATIONAL PLANNING CORPORATION (ELYRIA OH)
OH
01/09/2009 - 11/06/2009
AXA ADVISORS, LLC (CLEVELAND OH)
BOTH
Issued 03/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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