Unclaimed
Dominic Dalmaso is a financial advisor with Sound Capital Solutions LLC in Chicago, IL. Dominic has been in the financial industry since July 15, 2017, and is currently registered with the state of Illinois as an Investment Advisor Representative. Dominic has a Series 7, 66 and 24 licenses. Dominic is a Chartered Financial Analyst (CFA) charterholder. Previously, Dominic worked at Nuveen Securities, LLC in Chicago, IL and M1 Finance LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/05/2024 - Present
Sound Capital Solutions LLC (CHICAGO IL)
IL
06/20/2018 - 08/02/2021
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
06/15/2017 - 06/18/2018
M1 FINANCE LLC (CHICAGO IL)
BOTH
Issued 07/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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