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Dominic Joseph Dalmaso

Sound Capital Solutions LLC

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About Dominic Joseph Dalmaso

Dominic Dalmaso is a financial advisor with Sound Capital Solutions LLC in Chicago, IL. Dominic has been in the financial industry since July 15, 2017, and is currently registered with the state of Illinois as an Investment Advisor Representative. Dominic has a Series 7, 66 and 24 licenses. Dominic is a Chartered Financial Analyst (CFA) charterholder. Previously, Dominic worked at Nuveen Securities, LLC in Chicago, IL and M1 Finance LLC in Chicago, IL.

Firm Information

Dominic Dalmaso is currently registered with Sound Capital Solutions LLC. Sound Capital Solutions LLC is an investment advisor registered with the SEC. They provide portfolio management services to investment companies and have approximately $45.45 million in regulatory assets under management. The firm is headquartered in the United States and has a website at http://www.soundcapitalsolutions.com.

$45.45M

Assets Under Management

2

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dominic Dalmaso’s Registration & Firm History

IL

01/05/2024 - Present

Sound Capital Solutions LLC (CHICAGO IL)

IL

06/20/2018 - 08/02/2021

NUVEEN SECURITIES, LLC (CHICAGO IL)

IL

06/15/2017 - 06/18/2018

M1 FINANCE LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 07/20/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Joseph Dalmaso.
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