Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Carlo has been in the securities industry since February 12, 2001. Dominic is currently registered with Ceros Financial Services, Inc. and has been registered since July 20, 2022. Dominic is Series 7, Series 63, and SIE licensed. Prior to Ceros Financial Services, Inc. Dominic was previously registered with NATIONAL SECURITIES CORPORATION from March 7, 2002, to July 21, 2022, and J.P. TURNER & COMPANY, L.L.C. from February 13, 2001, to March 27, 2002. Dominic is licensed in 35 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2022 - Present
Ceros Financial Services, Inc. (New York NY)
NY
03/07/2002 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
GA
02/13/2001 - 03/27/2002
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
BC
Issued 03/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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