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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic John Guido is a financial advisor with over 30 years of experience in the financial industry. He currently works as a Registered Representative for Wells Fargo Clearing Services, LLC. Dominic has a strong track record of providing financial advice to individuals, families, and businesses. He has held numerous positions at various firms throughout his career including A. G. EDWARDS & SONS, INC., SMITH BARNEY INC., LEHMAN BROTHERS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Dominic is committed to helping his clients achieve their financial goals, and he is dedicated to providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/05/2012 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
MO
01/04/1995 - 09/08/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 12/09/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
11/23/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/16/1990 - 11/19/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/26/1990 - 09/11/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/24/1986 - 02/28/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/17/1984 - 10/16/1986
SHEARSON LEHMAN BROTHERS INC.
NA
08/15/1983 - 01/07/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/31/1980 - 09/06/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
11/14/1972 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
05/01/1970 - 11/14/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
BC
Issued 11/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1991
PC - AMEX Put and Call Exam
BC
Issued 12/16/1966
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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