Unclaimed
Dominic Ivan thomas Obaditch is a registered representative with Apollo Global Securities, LLC. Dominic has been in the securities industry since May 2009. Dominic is registered in New York. Previously, Dominic was registered with CREDIT SUISSE SECURITIES (USA) LLC and RBS SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
04/07/2015 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
05/14/2009 - 04/07/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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