Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Lee is a financial advisor with Citigroup Global Markets Inc. Dominic has over 6 years of experience in the financial services industry and holds a Series 6, 7, 31, and 66 licenses. Dominic has been registered with the Securities and Exchange Commission (SEC) as an investment advisor representative since December 2020 and is licensed in 53 states and territories. Dominic is also a registered representative with Citi Private Alternatives, LLC and has been with Citigroup Global Markets Inc. since February 2018. Dominic specializes in providing financial planning, asset allocation advice, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/23/2020 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
08/18/2016 - 02/28/2018
J.P. MORGAN SECURITIES LLC (SAN JOSE CA)
BOTH
Issued 12/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/11/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 8/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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