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Dominic George Gori

Prudential Investment Management Services LLC

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About Dominic George Gori

Dominic George Gori is a financial advisor with Prudential Investment Management Services LLC. Dominic is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, Series 63 and SIE licenses. Dominic has been in the industry for 1 year. Before joining Prudential Investment Management Services LLC, Dominic worked for Fidelity Brokerage Services LLC.

Firm Information

Dominic Gori is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Gori’s Registration & Firm History

NJ

07/06/2022 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

RI

01/01/2022 - 06/06/2022

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 02/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic George Gori.
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