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Dominic Frank Prologo

American Portfolios Financial Services, Inc.

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About Dominic Frank Prologo

Dominic Frank Prologo is a registered representative with American Portfolios Financial Services, Inc. and has been in the industry since July 28, 1994. Dominic holds a Series 6 license and has been registered in Florida and Ohio. Dominic was previously registered with Next Financial Group, Inc., Questar Capital Corporation, Mariner Financial Services, Inc., Hornor, Townsend & Kent, Inc., and John Hancock Distributors, Inc.

Firm Information

Dominic Prologo is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Prologo’s Registration & Firm History

OH

04/27/2012 - Present

American Portfolios Financial Services, Inc. (AUSTINTOWN OH)

OH

03/04/2009 - 05/01/2012

NEXT FINANCIAL GROUP, INC. (AUSTINTOWN OH)

OH

09/02/1997 - 03/06/2009

QUESTAR CAPITAL CORPORATION (AUSTINTOWN OH)

FL

05/14/1997 - 09/08/1997

MARINER FINANCIAL SERVICES, INC. (LARGO FL)

PA

04/05/1996 - 05/06/1997

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

MA

03/15/1994 - 11/27/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

03/15/1994 - 11/27/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Frank Prologo.
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