Unclaimed
Dominic Frank Prologo is a registered representative with American Portfolios Financial Services, Inc. and has been in the industry since July 28, 1994. Dominic holds a Series 6 license and has been registered in Florida and Ohio. Dominic was previously registered with Next Financial Group, Inc., Questar Capital Corporation, Mariner Financial Services, Inc., Hornor, Townsend & Kent, Inc., and John Hancock Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
04/27/2012 - Present
American Portfolios Financial Services, Inc. (AUSTINTOWN OH)
OH
03/04/2009 - 05/01/2012
NEXT FINANCIAL GROUP, INC. (AUSTINTOWN OH)
OH
09/02/1997 - 03/06/2009
QUESTAR CAPITAL CORPORATION (AUSTINTOWN OH)
FL
05/14/1997 - 09/08/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
PA
04/05/1996 - 05/06/1997
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
03/15/1994 - 11/27/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/15/1994 - 11/27/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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