Unclaimed
Dominic Aquilina is a financial advisor at Jefferies LLC, located in Charlotte, NC. Dominic has been working in the financial industry since December 8, 2011, and has been registered with FINRA since November 5, 2018. Dominic is registered in North Carolina as a broker. Dominic holds the Series 63, SIE and Series 79 licenses. Prior to joining Jefferies LLC, Dominic worked at WELLS FARGO SECURITIES, LLC and SAGENT ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/05/2018 - Present
Jefferies LLC (CHARLOTTE NC)
NC
09/18/2012 - 10/24/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
11/23/2011 - 09/12/2012
SAGENT ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 11/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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