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Dominic Falcone Aquilina

Jefferies LLC

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About Dominic Falcone Aquilina

Dominic Aquilina is a financial advisor at Jefferies LLC, located in Charlotte, NC. Dominic has been working in the financial industry since December 8, 2011, and has been registered with FINRA since November 5, 2018. Dominic is registered in North Carolina as a broker. Dominic holds the Series 63, SIE and Series 79 licenses. Prior to joining Jefferies LLC, Dominic worked at WELLS FARGO SECURITIES, LLC and SAGENT ADVISORS, LLC.

Firm Information

Dominic Aquilina is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic Aquilina’s Registration & Firm History

NC

11/05/2018 - Present

Jefferies LLC (CHARLOTTE NC)

NC

09/18/2012 - 10/24/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

11/23/2011 - 09/12/2012

SAGENT ADVISORS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/20/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Falcone Aquilina.
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