Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Marsico is a financial advisor with over 46 years of experience in the financial services industry. He has a strong background in investments and financial planning, and he is committed to providing personalized advice and services to his clients. Dominic is currently registered with Cetera Investment Advisers LLC, a firm that provides a wide range of financial products and services, including investment management, financial planning, and insurance. Dominic has previously worked with Securian Financial Services, Inc., W. S. Griffith & Co., Inc., Home Life Insurance Company, NML Equity Services, Inc., Robert W. Baird & Co. Incorporated, American Capital Financial Services, Inc., and Phoenix Equity Planning Corporation. He holds several professional designations, including Chartered Financial Consultant, and has passed numerous industry exams, including Series 1, 6, 24, 26, 62, 63, and SIE. Dominic is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/10/2023 - Present
Cetera Investment Advisers LLC (MEDIA PA)
PA
06/06/1995 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MEDIA PA)
CT
04/02/1991 - 06/01/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
04/02/1991 - 10/19/1992
HOME LIFE INSURANCE COMPANY
WI
02/05/1985 - 04/09/1991
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
11/26/1984 - 04/09/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
04/11/1983 - 11/21/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
05/13/1977 - 04/21/1983
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 02/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/09/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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