Unclaimed
Dominic Marsico is a financial advisor with Cetera Investment Advisers LLC. Dominic has been in the financial industry since 1977. Dominic is a Registered Representative and Investment Adviser Representative in Pennsylvania, and is also registered in Delaware. Dominic specializes in working with individuals, corporations, pension and profit sharing plans, high-net-worth individuals and charitable organizations. Dominic offers a variety of financial services, including financial planning, portfolio management, and educational seminars. Dominic has earned the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/10/2023 - Present
Cetera Investment Advisers LLC (MEDIA PA)
PA
06/06/1995 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MEDIA PA)
CT
04/02/1991 - 06/01/1995
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
04/02/1991 - 10/19/1992
HOME LIFE INSURANCE COMPANY
WI
02/05/1985 - 04/09/1991
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
11/26/1984 - 04/09/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
04/11/1983 - 11/21/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
05/13/1977 - 04/21/1983
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 2/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/6/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 5/9/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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