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Dominic De michina

Marex Capital Markets Inc.

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About Dominic De michina

Dominic De michina is a securities professional with over 14 years of experience in the financial services industry. Dominic is currently registered with Marex Capital Markets Inc. Dominic has held previous positions with COWEN AND COMPANY, COWEN PRIME SERVICES LLC, COWEN EXECUTION SERVICES LLC, CONVERGEX PRIME SERVICES LLC, and CREDIT SUISSE SECURITIES (USA) LLC. Dominic holds Series 7, 24, 66, 99TO and SIE licenses and is registered in Georgia and New York. Dominic has a strong background in investment banking, capital markets, and securities trading.

Firm Information

Dominic De michina is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dominic De michina’s Registration & Firm History

GA

12/07/2023 - Present

Marex Capital Markets Inc. (Alpharetta GA)

GA

08/02/2021 - 12/12/2023

COWEN AND COMPANY (Alpharetta GA)

GA

08/14/2017 - 02/10/2022

COWEN PRIME SERVICES LLC (Alpharetta GA)

GA

07/23/2014 - 06/03/2019

COWEN EXECUTION SERVICES LLC (Alpharetta GA)

GA

11/01/2011 - 09/02/2014

CONVERGEX PRIME SERVICES LLC (ALPHARETTA GA)

GA

08/07/2009 - 11/23/2011

CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 08/18/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/22/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dominic De michina.
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