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Dominic Daniel Demicco

SGL Financial, LLC

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About Dominic Daniel Demicco

Dominic DeMicco is a registered investment advisor representative with SGL Financial, LLC located in Buffalo Grove, Illinois. Dominic has a license to offer various insurance products to clients when appropriate and in their best interest. Dominic is a licensed insurance agent and specializes in providing financial planning, educational seminars, selection of other advisers, and portfolio management for individuals. Dominic previously worked at Thrivent Investment Management Inc. and has a strong background in the financial services industry.

Firm Information

Dominic Demicco is currently registered with SGL Financial, LLC. SGL Financial, LLC is a registered investment advisor based in BUFFALO GROVE, IL with 15 licensed agents and 16 investment advisor representatives. They manage approximately $214,042,234 in assets for 1,524 clients. The firm provides financial planning, educational seminars, and publication of periodicals. They also offer portfolio management for individuals and selection of other advisors. The firm's clientele includes high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans.
SGL Financial, LLC

1130 W LAKE COOK ROAD

BUFFALO GROVE, IL 60089

$214.04M

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dominic Demicco’s Registration & Firm History

IL

02/18/2025 - Present

SGL Financial, LLC (Buffalo Grove IL)

IL

11/22/2021 - 01/23/2024

THRIVENT INVESTMENT MANAGEMENT INC. (Chicago IL)

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Licenses & Designations

BOTH

Issued 12/16/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Daniel Demicco.
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