Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Cioffi is a financial professional with over seven years of experience in the industry. Dominic is a Principal at Rainmaker Securities, LLC. Dominic holds a Series 24, 27, 63, 79, 99TO, and SIE licenses and is registered in California, Florida, Massachusetts, Missouri, Nevada, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/04/2015 - Present
Rainmaker Securities, LLC (Manhattan Beach CA)
BC
Issued 06/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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