Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Carradero is a financial advisor with over 30 years of experience in the financial services industry. Dominic has a Series 6, 63 and 65 licenses as well as the SIE exam. Dominic works with Cambridge Investment Research Advisors, Inc. and is registered in California and Texas. Previously, Dominic worked with PRUCO Securities, LLC. in San Jose, CA and The Prudential Insurance Company of America in Newark, NJ. Dominic works with individual clients, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities. Dominic provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
05/09/2024 - Present
Cambridge Investment Research Advisors, Inc. (SAN JOSE CA)
CA
01/29/1990 - 01/26/2010
PRUCO SECURITIES, LLC. (SAN JOSE CA)
NJ
01/29/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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