Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Carmine Severino has been working in the financial services industry since June 20, 2005. Dominic is currently registered with Principal Securities, Inc. and has been with the firm since November 15, 2022. Dominic is a Series 66, Series 7, Series 6TO and SIE licensed representative. In addition to his role at Principal Securities, Inc., Dominic also sells fixed annuities, insurance, long-term care and disability insurance through various carriers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
11/15/2022 - Present
Principal Securities, Inc. (Melville NY)
NY
10/01/2012 - 09/07/2022
J.P. MORGAN SECURITIES LLC (MINEOLA NY)
NY
12/01/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BAYSHORE NY)
NY
09/20/2007 - 12/17/2009
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
03/18/2005 - 08/23/2007
AMERIPRISE FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
MN
03/18/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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