Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Herridge is a financial advisor with Steward Partners Investment Solutions, LLC in Portland, OR. Dominic has been in the financial industry since November 2, 1997. Dominic is registered with FINRA and the state of Kansas as a broker. Dominic has a Series 63, Series 7, Series 24, Series 4, Series 52TO, Series 55, Series 57TO, and SIE license. Dominic has previously worked with IVY DISTRIBUTORS, INC., WADDELL & REED, SENTINEL FINANCIAL SERVICES COMPANY, EQUITY SERVICES, INC., AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, and J.B. OXFORD & COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
06/12/2023 - Present
Steward Partners Investment Solutions, LLC (PORTLAND OR)
KS
05/22/2018 - 07/19/2022
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
05/22/2018 - 04/03/2019
WADDELL & REED (OVERLAND PARK KS)
VT
11/10/2005 - 11/20/2017
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
VT
11/10/2005 - 07/02/2008
EQUITY SERVICES, INC. (MONTPELIER VT)
MN
05/07/2002 - 10/21/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/07/2002 - 10/21/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
05/10/1996 - 04/22/2002
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
IA
Issued 09/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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