Unclaimed
Dominic Anthony Defazio is a financial advisor with Fifth Third Securities, Inc. Dominic Anthony Defazio has over 17 years of experience in the financial services industry. Dominic Anthony Defazio provides financial planning, portfolio management for individuals and businesses, and selection of other advisers. Dominic Anthony Defazio is also a Certified Financial Planner. Prior to joining Fifth Third Securities, Inc., Dominic Anthony Defazio was employed with FIRSTMERIT FINANCIAL SERVICES, INC and MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
02/28/2011 - Present
Fifth Third Securities, Inc. (WAUCONDA IL)
IL
10/08/2010 - 01/14/2011
FIRSTMERIT FINANCIAL SERVICES, INC (INVERNESS IL)
IL
01/26/2006 - 10/07/2010
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC. (INVERNESS IL)
IA
Issued 2/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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