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Dominic Anthony Defazio

Fifth Third Securities, Inc.

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About Dominic Anthony Defazio

Dominic Anthony Defazio is a financial advisor with Fifth Third Securities, Inc. Dominic Anthony Defazio has over 17 years of experience in the financial services industry. Dominic Anthony Defazio provides financial planning, portfolio management for individuals and businesses, and selection of other advisers. Dominic Anthony Defazio is also a Certified Financial Planner. Prior to joining Fifth Third Securities, Inc., Dominic Anthony Defazio was employed with FIRSTMERIT FINANCIAL SERVICES, INC and MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.

Firm Information

Dominic Defazio is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

472 WEST LIBERTY STREET

WAUCONDA, IL 60084

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dominic Defazio’s Registration & Firm History

IL

02/28/2011 - Present

Fifth Third Securities, Inc. (WAUCONDA IL)

IL

10/08/2010 - 01/14/2011

FIRSTMERIT FINANCIAL SERVICES, INC (INVERNESS IL)

IL

01/26/2006 - 10/07/2010

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC. (INVERNESS IL)

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Licenses & Designations

IA

Issued 2/15/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 2/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/25/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dominic Anthony Defazio.
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