Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Defazio is an investment advisor representative with Fifth Third Securities, Inc. Dominic has been in the industry for 17 years. Dominic has passed the Series 7, Series 63, Series 65, and SIE exams. Dominic is licensed in 21 states including Arizona, Arkansas, California, Florida, Illinois, Indiana, Kentucky, Maryland, Michigan, Missouri, Nevada, North Carolina, Ohio, South Carolina, Tennessee, Texas, Vermont, Washington, and Wisconsin. Dominic is also a Certified Financial Planner. Dominic has previously been employed by FIRSTMERIT FINANCIAL SERVICES, INC and MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.. Dominic has experience with various financial products, including: stocks, bonds, mutual funds, exchange-traded funds, options, and variable annuities. Dominic offers financial planning services, portfolio management, and retirement planning services. Dominic is a well-rounded advisor who can help individuals, families, and businesses reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
02/28/2011 - Present
Fifth Third Securities, Inc. (WAUCONDA IL)
IL
10/08/2010 - 01/14/2011
FIRSTMERIT FINANCIAL SERVICES, INC (INVERNESS IL)
IL
01/26/2006 - 10/07/2010
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC. (INVERNESS IL)
IA
Issued 02/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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