Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dominic? Claim Your ProfileDominic Mandarino is a registered representative with J.P. Morgan Securities LLC, with over 30 years of experience in the securities industry. Dominic Mandarino is currently licensed in multiple states including Florida, New Jersey, New York, and Texas. Dominic Mandarino is also registered with the Financial Industry Regulatory Authority (FINRA). J.P. Morgan Securities LLC offers a variety of financial services, including investment advice, financial planning, and portfolio management. Dominic Mandarino's professional experience spans multiple firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., and Discount Corporation of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/13/2013 - Present
J.p. Morgan Securities LLC (New York NY)
NY
12/23/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
08/24/2009 - 12/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
02/06/2009 - 02/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
05/28/1992 - 10/04/2005
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NA
11/10/1988 - 04/29/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
NA
04/15/1992 - 04/28/1992
FUJI SECURITIES INC.
NA
07/25/1987 - 04/27/1992
DISCOUNT CORPORATION OF NEW YORK
NA
04/16/1987 - 01/09/1990
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
NA
10/05/1984 - 06/07/1985
KENNEY & BRANISEL MUNICIPALS, INC.
BOTH
Issued 09/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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