Unclaimed
Domenick Anthony Saliola is a financial professional with over 20 years of experience in the industry. Domenick currently works with Barclays Capital Inc. and previously worked with Lehman Brothers Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Dresdner Kleinwort Wasserstein Securities LLC, and Wasserstein Perella Securities, Inc. Domenick is registered in New York and holds several licenses and certifications including Series 7, Series 55, Series 63, Series 66, SIE, Series 57TO and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2008 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
01/09/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
MN
04/28/2003 - 10/21/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/28/2003 - 10/21/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/26/2001 - 05/10/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
07/29/1999 - 02/26/2001
WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 05/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Domenick Saliola is the right advisor for you? Invested Better is here to help.