Unclaimed
Dolores McGuire is a financial professional with over 3 years of experience in the financial services industry. Dolores is currently registered with Nylife Distributors LLC, and is licensed in California and New York. Dolores holds a Series 63, Series 6TO and SIE license, and is dedicated to helping her clients reach their financial goals. Dolores's previous experience includes working at NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2022 - Present
Nylife Distributors LLC (White Plains NY)
CA
12/02/2019 - 03/23/2022
NYLIFE SECURITIES LLC (GLENDALE CA)
BC
Issued 12/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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