Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dolores? Claim Your ProfileDolores Monte is a financial advisor at Cetera Investment Advisers LLC. Dolores has been in the industry for over 40 years and has worked at several financial firms, including Crown Capital Securities, LP and Summit Brokerage Services, Inc. Dolores specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and other institutions. Dolores holds the Series 7, 24, 63 and 66 securities licenses and is registered with FINRA and the state of New York. Dolores is also a registered Investment Advisor in Florida and New York. Dolores has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Dolores is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (BROOKLYN NY)
NY
06/24/2019 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (BROOKLYN NY)
NY
09/30/2016 - 06/25/2019
CROWN CAPITAL SECURITIES, L.P. (Brooklyn NY)
NY
05/10/2013 - 10/27/2016
J.W. COLE FINANCIAL, INC. (BROOKLYN NY)
NY
04/13/2007 - 05/10/2013
FINANCIAL ADVISERS OF AMERICA, LLC (BROOKLYN NY)
NY
06/24/2002 - 04/16/2007
GIRARD SECURITIES, INC. (BROOKLYN NY)
AZ
09/04/1997 - 06/24/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
FL
06/29/1994 - 09/19/1997
INVESTACORP, INC. (MIAMI FL)
NY
04/14/1993 - 08/26/1994
WALL STREET MANAGEMENT CORPORATION (NEW YORK NY)
NJ
01/31/1980 - 03/09/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/10/1974 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
BOTH
Issued 7/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/8/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/28/1977
PC - AMEX Put and Call Exam
BC
Issued 4/8/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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