Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dolores? Claim Your ProfileDolores Marie Munoz is a registered representative with Loop Capital Markets LLC. Dolores has over 5 years of experience in the securities industry. Prior to joining Loop Capital Markets, Dolores was with Cabrera Capital Markets, LLC. Dolores holds the Series 7, Series 63, and SIE securities licenses. Dolores is registered in Illinois. Loop Capital Markets LLC is a broker-dealer that provides investment banking, equity research, sales and trading, and fixed income services to institutional and individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
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2
IL
03/23/2023 - Present
Loop Capital Markets LLC (CHICAGO IL)
IL
02/05/2018 - 03/03/2023
CABRERA CAPITAL MARKETS, LLC (CHICAGO IL)
BC
Issued 08/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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