Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dolores? Claim Your ProfileDolores Kong is a financial advisor with B. Riley Wealth Advisors, Inc. Dolores has been working in the financial industry since November 2001. Dolores is a Certified Financial Planner and holds the Series 7, Series 66 and SIE licenses. Dolores has worked with clients including high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and individuals other than high net worth. Dolores offers financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (BOSTON MA)
MA
03/20/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOSTON MA)
MA
02/12/2004 - 04/13/2021
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
MA
11/30/2001 - 02/20/2004
DETWILER, MITCHELL, FENTON & GRAVES, INC. (BOSTON MA)
BOTH
Issued 12/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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