Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dolores? Claim Your ProfileDolores Mitchell is a financial advisor who has been in the industry since 1996. Dolores is currently registered with Osaic Wealth, Inc. in New York, North Carolina and Texas. Dolores has a broad range of experience and holds Series 7, Series 63, Series 65 and SIE licenses. Dolores has previously worked for several firms including ALLSTATE FINANCIAL SERVICES, LLC, PARK AVENUE SECURITIES LLC, ROYAL ALLIANCE ASSOCIATES, INC., PFIC SECURITIES CORPORATION, FISERV INVESTOR SERVICES, INC. and MORGAN STANLEY DW INC. Dolores is a licensed insurance agent and is also involved with two other businesses, A & M FINANCIAL SERVICES and PEA POND REALTY. Dolores's areas of specialization are Retirement Planning, Estate Planning, College Savings Planning, Tax Planning, Insurance Planning and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/16/2024 - Present
Osaic Wealth, Inc. (WESTBURY NY)
NY
06/09/2010 - 11/30/2010
ALLSTATE FINANCIAL SERVICES, LLC (BROOKLYN NY)
NY
04/21/2009 - 05/19/2010
PARK AVENUE SECURITIES LLC (REGO PARK NY)
NY
06/26/2006 - 03/31/2009
ROYAL ALLIANCE ASSOCIATES, INC. (FOREST HILLS NY)
NY
10/05/2005 - 06/21/2006
PFIC SECURITIES CORPORATION (BELLEROSE NY)
TX
06/20/2002 - 10/05/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NY
08/14/1996 - 06/20/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dolores Mitchell is the right advisor for you? Invested Better is here to help.
