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Dolores A Batista

Allstate Financial Services, LLC

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About Dolores A Batista

Dolores Batista is a registered representative with Allstate Financial Services, LLC. Dolores is licensed in New York and has been in the securities industry since 2003. Dolores is also a licensed insurance agent. Dolores holds the Series 6, 63 and SIE licenses and has experience in variable products and investments. Dolores works out of the White Plains, NY office of Allstate Financial Services, LLC.

Firm Information

Dolores Batista is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dolores Batista’s Registration & Firm History

NY

01/23/2019 - Present

Allstate Financial Services, LLC (White Plains NY)

NY

01/30/2003 - 05/22/2014

ALLSTATE FINANCIAL SERVICES, LLC (BRONX NY)

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Licenses & Designations

BC

Issued 04/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dolores A Batista.
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