Unclaimed
Dohyun Cha is a financial professional with over 20 years of experience in the industry. Dohyun is currently registered with Nylife Distributors LLC and has previously been affiliated with Credit Suisse Securities (USA) LLC. Dohyun is licensed to sell securities in New York and has passed the Series 7, Series 63, Series 87, and SIE exams. Dohyun is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/17/2006 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
12/20/1999 - 03/03/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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