Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dody? Claim Your ProfileDody Waggoner is a financial advisor with PFS Investments Inc., a company that provides financial services to a wide range of clients. Dody specializes in providing investment advice and portfolio management services. Dody is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6 and Series 63 licenses. Dody has been in the financial services industry for over 10 years, working with previous firms such as Northwestern Mutual Investment Services, LLC, Parker/Hunter Incorporated, and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WV
04/15/2016 - Present
PFS Investments Inc. (PARKERSBURG WV)
WV
09/14/2015 - 02/22/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PARKERSBURG WV)
PA
09/04/2002 - 12/17/2002
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
GA
09/22/1997 - 09/06/2002
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 09/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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