Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dodie? Claim Your ProfileDodie Lynn Kirby is an experienced financial professional with over 29 years in the industry. Dodie has worked with clients in Indianapolis, IN and across the country. Currently, Dodie is registered with Wells Fargo Clearing Services, LLC and previously held registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ross, Sinclaire & Associates, LLC, J.J.B. Hilliard, W.L. Lyons, LLC, City Securities Corporation, UBS PaineWebber Inc. and NatCity Investments, Inc. Dodie has expertise in the financial services industry, having passed the Securities Industry Essentials Examination (SIE) in 2018, the General Securities Representative Examination (Series 7) in 1993 and the Uniform Securities Agent State Law Examination (Series 63) in 1995.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/08/2024 - Present
Wells Fargo Clearing Services, LLC (INDIANAPOLIS IN)
IN
05/28/2021 - 03/11/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IN
06/19/2019 - 06/15/2020
ROSS, SINCLAIRE & ASSOCIATES, LLC (INDIANAPOLIS IN)
IN
04/16/2012 - 03/15/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Indianapolis IN)
IN
02/24/2003 - 04/16/2012
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NJ
04/25/1997 - 03/10/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
OH
07/14/1995 - 04/22/1997
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IN
07/27/1993 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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