Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Do? Claim Your ProfileDo Kim has been in the securities industry since April 1993. Do is currently registered with T. Rowe Price Investment Services, Inc. and holds FINRA Series 6, 7 and 63 licenses as well as the SIE exam. Do is registered to sell securities in 53 states and territories including Alabama, Alaska, Arizona and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
04/07/1993 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BC
Issued 06/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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