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Do hyun Mun

UBS Securities LLC

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About Do hyun Mun

Do hyun Mun is a registered representative with UBS Securities LLC in New York, New York. Do hyun has passed the Series 63, Series 79TO, and SIE exams and is currently registered in New York. Do hyun has been in the securities industry since August 30, 2023.

Firm Information

Do hyun Mun is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Do hyun Mun’s Registration & Firm History

NY

08/31/2023 - Present

UBS Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 08/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Do hyun Mun.
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